1. Mutual Funds
This paper will first provide a brief history of significant events and legislation that have shaped the mutual fund industry, making it the most heavily regulated segment of the securities industry. ... Brief History A. ... Proposed and Recently Enacted Rules and Regulations A. Appropriate Level of Regulation Before discussing the proposed and recently enacted legislation, it is wise to consider what is the appropriate level of regulation. Professor Howell Jackson has described financial markets/transactions as falling on a continuum, which has simple transparent transactions on one ext...
- Word Count: 5805
- Approx Pages: 23
- Has Bibliography
- Grade Level: Undergraduate